Question

Which investment opportunity could a broker legally recommend to a client that a registered investment adviser could not?


Select the best answer from the choices provided.
a mutual fund composed of foreign stock shares and a technology sector
shares in a fraudulent company that does not exist
a security that is likely to have poor returns because of high fees and commissions
an index fund that has a front-end or back-end load

Answer 1

@zaibali.qasmi

Answer 2

option B..

Answer 3

correct